United Kingdom
How advisers can harness complaints for better customer outcomes
There is still an ‘urgent need’ for firms to improve their handling of complaints
Fairstone acquires two adviser firms and adds new hub to support expansion
the Newcastle-based consolidator has made deals with 18 firms over the last 12 months in UK and Ireland
Regulation | 21 Aug 24
UK financial firms to get ‘more auditor challenges’ following FCA investigations
The auditor failed to identify and report 25 breaches of the CASS rules by two regulated firms
Investment | 21 Aug 24
P1 Platform launches service for advisers to accelerate report writing and client disclosures
The tool generates a detailed investment proposal that showcases how a client’s investment would be structured
Regulation | 19 Aug 24
Unique regulatory challenges presented by overseas appointed representatives
One of the top level challenges for principal firms is the differences in culture and language