Tax & Regulation
Legal view on UAE commission cap
Law firm expects separate set of rules dealing specifically ‘with advisers and individual sales personnel’
IFAs say inheritance tax complexities hinder client interaction
As Sipp provider admits death benefits are top technical challenge for advisers
Swiss bank fined HK$400m for overcharging on fees
Some 5,000 client accounts in its Hong Kong wealth arm were affected
Decades of pension savings lost in a flash
As two-thirds of Brits would trust someone offering financial advice out of the blue
US regulator eyes advertising rules change for advisers
And plans to further protect investors when it comes to adviser relationships with solicitors