Tax & Regulation
One-in-10 advisers planning to quit due to Consumer Duty
More than a third say regulations are harming their mental health
European WMs stumped by Mifid directives in sustainability assessments
It is ‘concerning just how many wealth managers still aren’t up to speed’
UK tax tribunal delivers outcome on domicile case
Appeal results in reduction in taxes of around £100,000
FCA to review treatment of politically exposed persons
Regulator will ‘take prompt action if any significant deficiencies are identified in the arrangements of any firm assessed’
Duo face bans and £1.3m fine over pension transfer advice
They have referred the FCA decision notices to the Upper Tribunal