Hong Kong regulator fines UBS $8m for professional investor misclassification

UBS incorrectly classified certain joint accounts as PI accounts

ASIC found that Spooner gave inappropriate advice to some clients to invest in high-risk investments

Smart was ordered to pay victims €370,00 and serve three years and six months in jail

In this Q&A Doyle and Robinson look at how structured private credit and other alternative investments work

The pair were acquitted following a trial in the District Court of South Australia

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