Another IFA banned from providing advice on pension transfers
FCA has also prohibited him from holding any senior management function in a regulated firm
How UK advice clients should plan for a Labour government
Brits with savings can make decisions now to protect their wealth for the future
Best Practice | 27 Jun 23
Emotional support is a key reason for clients hiring financial advisers
Report also found 32% approached IFAs to get them to help with specific financial needs
FCA carries out 30 investigations over British Steel DB transfer advice
Regulator is making final decisions on ‘what sanctions are appropriate where we have found misconduct’
International advice network launches US operation
As it gets authorisation by two Swiss regulators